Broker Check

Education,Work History, Licenses, Registrations


Graduate Menominee High School Class of 1977.

B. A. Economics University of Michigan. Ann Arbor, MI 1980.


Gustman Automotive Group, Marinette WI. Co-Owner from 1981 to 2009. Worked in all departments of the dealership-Service, Sales, and General Office. General Manager 1985 to 2009. Was responsible for all aspects of management of operations including employee health and retirement plans. Sold Dealership in August 2009.

2012 to Present: General Securities Representative

FINRA CRD# 5980387

Industry Exams Passed:

Uniform Combined State Law Examination Series 66 Date: 04/03/2012

General Securities Representative Examination Series 7 Date: 02/10/2112

Investment Advisor Representative employed and registered with the following FINRA Firm:

Voya Financial Advisors

909 Locust Street

Des Moines, IA 50309

CRD# 2882

Current State Registrations - General Securities:






Life and Health Insurance Licenses Held:

Wisconsin #888966

Michigan #0609132

Florida #W103360

Stephen T. Gustman Form ADV Part 2B

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